T+1: is time money and risk?
Sign up to our next Zoom talk and discussion which will be on Monday March 18 at 18:00.
T+1: is time money and risk?
Freeman Mark Berman will present an introduction to the US and Canadian moves to T+1 settlement and outline some of the interesting issues that flow from the consequences of the May 28 move.
Please register for this Zoom call in advance.
Date: Monday 18 March 2024
Time: 18:00 – 19:00
Please remember to save the link Zoom will email you as it will be unique to you.
If you have any queries, please contact Sharmila Whelan from the Events Committee on sharmila45@hotmail.com
About Mark
Mark advises regulators, investment advisers, brokers and hedge funds in the UK, United States, Europe and Asia on SEC practice, US, UK, and EU financial services regulation, codes of ethics and cross-border compliance. He was a lawyer with the SEC’s Division of Corporation Finance and the Division of Market Regulation, and a lawyer with the London Stock Exchange. Mark founded, chairs and speaks at “SEC Regulation Outside the United States”, "SEC Basics”, “CCOs and SEC Examinations” and “How to Navigate a Prime Brokerage Agreement”.
Mark is a financial services adviser for the City of London Corporation and the Investment Association Trade & Investment Committee. He is a member of the Worshipful Company of International Bankers, and the City of London Solicitors’ Livery Company, a Freeman of the City of London and a Liveryman of that Company. Mark is a member of the US Supreme Court Bar, the New York State Bar (ret.) and the Law Society of England & Wales (ret.). A former GB International, Mark is a member of the BSF Hall of Fame and is men’s national team Emeritus Manager. His national team "2" has been retired. He serves on the WBSC Softball Technical Commission.
